Effective: June 23, 2014
Source: Senior Staff
Purpose: The purpose of this policy is to ensure that necessary records and documents of Kenyon College are adequately protected, maintained and are destroyed when appropriate in a secure manner.
This represents Kenyon College’s policy regarding the retention and disposal of electronic and paper documents.
In order to comply with various federal and state regulations, many of the College’s records must be kept for specified periods of time. In addition, accomplishing the work of the College may, in some instances, require that records be retained longer than the minimum required by statute. Consistency in handling such records is important and departmental procedures should be established and adhered to. Once the records have served their purpose and the regulatory requirements have been satisfied, these materials should be disposed of in an appropriate manner. Records containing personal or confidential information must be destroyed by shredding or otherwise permanently removing the information. Destruction of records in a manner inconsistent with the College or departmental policy can result in a liability for the institution and possibly for the individual.
3. Suspension of Record Disposal in Event of Litigation or Claims
In the event the College is served with a subpoena or request for documents or any employee becomes aware of a governmental investigation or audit concerning the College or of the actual commencement of any litigation, or otherwise reasonably expects the commencement of any litigation, such employee shall inform their immediate supervisor and any further disposal of documents shall be suspended. Any notification requires consultation with Vice President for Finance (VPF). The VPF will decide proper action including consultation with legal counsel, if needed. The supervisor shall take such steps as necessary to promptly inform all staff of any suspension in the further disposal of documents.
Because the College does not have a centralized record management function, each department is responsible for the retention and disposal of the records it generates or receives. Every department shall designate a person to coordinate a records retention process for that office.
The department coordinator shall review the records maintained by that office and submit a Record Retention Schedule to the Controller’s Office by April 30. The Controller’s Office reserves the right to review and set minimum standards for the retention of financial records that may be held in other departments.
Each subsequent year, the department coordinators shall review the Record Retention Schedule. If changes are needed, forward an amended Schedule to the Controller’s Office. If there are no changes required in the Record Retention Schedule, the coordinator shall forward a letter to the Controller’s Office certifying such.
This Policy applies to all records generated in the course of the College’s operation, including original and reproductions of paper and electronic records, without exception.